Topic: Digital Securities

Joint SEC/FINRA Staff Statement Offers Guidance Relating to Broker-Dealer Custody of ‎Digital Asset Securities

On July 8, 2019, the staffs of the Division of Trading and Markets, U.S. Securities and Exchange ‎Commission (“SEC”) and the Office of General Counsel, Financial Industry Regulatory ‎Authority (“FINRA”) released a joint statement ‎ (the “Joint Statement”) providing guidance ‎with respect to applicable regulations relating to broker-dealer custody of digital asset securities.‎

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